Investment Industry Regulatory Organization of Canada (IIROC)

Overview

Supervised Firms

Jurisdiction & Tier

Canadian investment industry SRO (now CIRO).

• Financial Conduct Authority (FCA)
• Cyprus Securities and Exchange Commission (CySEC)
• Australian Securities and Investments Commission (ASIC)
• Securities and Exchange Commission (SEC)
• Financial Sector Conduct Authority (FSCA)
• Financial Industry Regulatory Authority (FINRA)
• Bermuda Monetary Authority (BMA)
• Cayman Islands Monetary Authority (CIMA)