Securities and Exchange Commission (SEC)

Overview

Supervised Firms

Jurisdiction & Tier

The primary US regulator for securities markets, protecting investors, maintaining fair and efficient markets, and facilitating capital formation.

• Financial Conduct Authority (FCA)
• Cyprus Securities and Exchange Commission (CySEC)
• Australian Securities and Investments Commission (ASIC)
• Financial Sector Conduct Authority (FSCA)
• Financial Industry Regulatory Authority (FINRA)
• Bermuda Monetary Authority (BMA)
• Cayman Islands Monetary Authority (CIMA)
• British Virgin Islands Financial Services Commission (BVI FSC)